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Sample Client Transactions
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Movie Gallery, Inc.
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Secondary Offering
$163,000,000
Independent Auditors for Acquisition
Industry: Entertainment
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SmithMicro
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Underwriter: UBS
Secondary Offering
$55,000,000
Independent Auditors
Industry: Software
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Baby Universe.com
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Acquired Posh Tots, Inc.
$14,400,000
Independent Auditors
Industry: Online Retail
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Basin Water, Inc.
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Underwriter: AG Edwards, Janney Montgomery Scott LLC
Initial Public Offering
$82,800,000
Independent Auditors
Industry: Water
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North American Scientific
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Underwriter: CICB
PIPE
$24,000,000
Independent Auditors
Industry: Life Sciences & Pharmaceuticals
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SmithMicro
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Underwriter: C.E. Unterberg, Towbin
PIPE
$22,400,000
Independent Auditors
Industry: Software
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Baby Universe.com
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Merge with eToys Direct, Inc.
$276,000,000
Independent Auditors
Industry: Online Retail
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Medivation
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Underwriter: Cowen and Company
Secondary Offering
$36,000,000
Independent Auditors
Industry: Biotechnology
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Big Dog Holdings Inc.
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Underwriter: Thomas Weisel Partners LLC
Convertable Debentures
$20,000,000
Independent Auditors
Industry: Retail Sportswear
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CardioVascular BioTherapeutics, Inc.
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Underwriter: Promethean Asset Management LLC
PIPE
$20,000,000
Independent Auditors
Industry: Life Sciences & Pharmaceuticals
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North American Scientific
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Underwriter: CICB
PIPE
$24,000,000
Independent Auditors
Industry: Life Sciences & Pharmaceuticals
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Occam Networks, Inc.
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Underwriter: Thomas Weisel Partners LLC
Rights Offering
$73,500,000
Independent Auditors
Industry: Broadband Networking
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Big Dog Holdings Inc.
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Acquired The Walking Co., Inc.
$22,000,000
Independent Auditors
Industry: Retail Sportswear
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Talon International
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PIPE
$12,000,000
Independent Auditors
Industry: Manufacturing
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Occam Networks, Inc.
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Underwriter: Thomas Weisel Partners LLC
Rights Offering
$9,000,000
Independent Auditors
Industry: Broadband Networking
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CardioVascular BioTherapeutics, Inc.
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Underwriter: Firest Dunbar Securities Corp.
Initial Public Offering
$20,000,000
Independent Auditors
Industry: Life Sciences & Pharmaceuticals
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Publicly Traded Clients
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The Walking Company Holdings, Inc.
fka Big Dog Holdings Inc.
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NASDAQ: BDOG
Independent Auditors
Industry: Retail Sportswear
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CardioVascular BioTherapeutics, Inc.
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NASDAQ: CVBT
Independent Auditors
Industry: Biopharmaceuticals
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North American Scientific
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NASDAQ: NASI
Independent Auditors
Industry: Life Sciences & Pharmaceuticals
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Basin Water, Inc.
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NASDAQ: BWTR
Independent Auditors
Industry: Water Treatment
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Occam Networks, Inc.
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NASDAQ: OCNW
Independent Auditors
Industry: Broadband Communications
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Point.360
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NASDAQ: PTSX
Independent Auditors
Industry: Media Management
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Smith Micro Software, Inc.
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NASDAQ: SMSI
Independent Auditors
Industry: Telecommunications Technology
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Tarrant Apparel Group
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NASDAQ: TAGS
Independent Auditors
Industry: Apparel Distribution
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Salem Communications
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NASDAQ: SALM
Independent Auditors
Industry: Broadcasting & Cable TV
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Infosonics
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NASDAQ: IFO
Independent Auditors
Industry: Communications Equipment
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Advanced Cell Technology, Inc.
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NASDAQ: ACTC
Independent Auditors
Industry: Biotechnology
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j2 Global Communications. Inc.
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NASDAQ: JCOM
Independent Auditors
Industry: Telecommunications
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